Addressing Common Documentation Deficiencies
Total Credits: 2 including 2 Auditing- Technical
- Average Rating:
- 4
- Categories:
- ACPEN Industry Institute | Yellow Book | Accounting and Auditing
- Faculty:
- Jaclyn Veno, CPA
- Course Levels:
- Intermediate
- Duration:
- 2 Hours
- License:
- Expires 30 day(s) after program date.
Description
The Enhancing Audit Quality Initiative has identified inadequate or nonexistent audit documentation as one of the most significant issues facing the profession today. Over half of the engagements reviewed by the AICPA failed to meet the requirements of AU-C 230, highlighting a critical need for improvement.
This course addresses common misconceptions about audit documentation and provides actionable strategies to overcome these deficiencies. Attendees will learn best practices to ensure compliance with professional standards, enhance audit quality, and mitigate risks associated with poor documentation. Whether you are an experienced professional or new to auditing, this course will help you strengthen your documentation practices and uphold the highest standards of the profession.
Basic Course Information
Learning Objectives- Describe the minimum documentation requirements from AU-C 230
- Recall common work paper deficiencies identified by the AICPA
Major Subjects
- AU-C 230
- Auditing
- Yellowbook
Course Materials
| IMPORTANT CPE Credit Instructions Read Before Webcast Updated 2025 (434.2 KB) | Available after Purchase | ||
| Addressing Common Documentation Deficiencies Handout (1.8 MB) | Available after Purchase | ||
Dates
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Fri, Jun 20, 2025 - 9:00 AM to 10:48 AM CDT
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Fri, Jul 11, 2025 - 11:00 AM to 12:48 PM CDT
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Thu, Jul 31, 2025 - 1:00 PM to 2:48 PM CDT
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Tue, Aug 12, 2025 - 6:00 PM to 7:48 PM CDT
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Mon, Aug 25, 2025 - 9:00 AM to 10:48 AM CDT
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Mon, Sep 15, 2025 - 11:00 AM to 12:48 PM CDT
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Mon, Sep 29, 2025 - 1:00 PM to 2:48 PM CDT
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Thu, Oct 02, 2025 - 6:00 PM to 7:48 PM CDT
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Tue, Oct 21, 2025 - 9:00 AM to 10:48 AM CDT
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Fri, Nov 07, 2025 - 11:00 AM to 12:48 PM CST
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Sat, Nov 22, 2025 - 1:00 PM to 2:48 PM CST
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Sat, Dec 06, 2025 - 3:00 PM to 4:48 PM CST
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Wed, Dec 17, 2025 - 9:00 AM to 10:48 AM CST
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Tue, Dec 23, 2025 - 11:00 AM to 12:48 PM CST
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Wed, Jan 07, 2026 - 1:00 PM to 2:48 PM CST
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Wed, Jan 21, 2026 - 3:00 PM to 4:48 PM CST
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Thu, Feb 05, 2026 - 9:00 AM to 10:48 AM CST
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Fri, Feb 20, 2026 - 11:00 AM to 12:48 PM CST
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Wed, Mar 11, 2026 - 1:00 PM to 2:48 PM CDT
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Mon, Mar 30, 2026 - 3:00 PM to 4:48 PM CDT
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Thu, Apr 09, 2026 - 6:00 PM to 7:48 PM CDT
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Wed, Apr 29, 2026 - 11:00 AM to 12:48 PM CDT
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Additional Info
Basic Course Information
Prerequisites Prior experience with GAASAdvanced Preparation None
Designed For
Accounting Professionals
Original Recording Date 03/2025
Yellow Book Yes
Course Developer Galasso Learning Solutions
Date Added to Catalog 2/2025
Additional Information
Complaint Resolution PolicyPlease contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199).
Official Registry Statement
Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
Instructional Delivery Method
Group Internet Based
Course Registration Requirements
Online Registration
Refund/Cancellation Policy
Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer.
Reviews
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