Independence Requirements for CAAS Engagements
Total Credits: 2 including 2 Regulatory Ethics - Technical
- Average Rating:
- Not yet rated
- Categories:
- ACPEN Industry Institute | Yellow Book | Accounting and Auditing | Ethics
- Faculty:
- Melisa F. Galasso
- Course Levels:
- Overview
- Duration:
- 2 Hours
- License:
- Expires 30 day(s) after program date.
Description
Understanding independence is essential for CPAs providing Client Advisory and Accounting Services (CAAS) to attest clients. This course provides a comprehensive overview of the AICPA Code of Professional Conduct, focusing on the guidelines for maintaining independence while delivering CAAS. We'll review the overall independence process and its application to CAAS engagements, followed by an in-depth exploration of specific services, including reconciliations, accounting standard implementation, information system services, bookkeeping, hosting, and payroll services. Attendees will gain clarity on what services are permissible and how to navigate potential independence issues to remain compliant and uphold professional standards.
Basic Course Information
Learning Objectives- Identify CAAS services that can impair independence
- Recognize threats and safeguards to independence due to CAAS engagements
Major Subjects
- CAAS
- Auditing & Accounting
- Yellowbook
- Ethics
Course Materials
| IMPORTANT CPE Credit Instructions Read Before Webcast Updated 2025 (434.2 KB) | Available after Purchase | ||
Faculty
Melisa F. Galasso Related Seminars and Products
Founder and CEO
Galasso Learning Solutions LLC
Melisa Galasso is the founder and CEO of Galasso Learning Solutions LLC. A CPA with nearly 20 years of experience in the accounting profession, Melisa designs and facilitates courses in advanced technical acconting and auditing topics, including not-for-profit and governmental accounting. She also supports essential professional development, audit level training, and train the trainer efforts. Melisa is a Certified Professional in Talent Development (CPTD) and has earned the Association for Talent Development Master Trainer™ designation. Her passion for instructional design and adult learning techniques is one of the differentiators that set her apart from other CPE providers. Within the industry, Melisa serves on the FASB’s Not-for-Profit Advisory Committee (NAC), AICPA Council, and the VSCPA’s Board of Directors. She previously served on the AICPA’s Technical Issues Committee (TIC) and is a past-Chair of the NCACPA’s A&A committee. Melisa also authors the AICPA’s State and Local Government Guide and serves as a SME for the Center for Plain English Accounting.
Dates
|
Sat, May 31, 2025 - 04:00pm to 06:00pm CDT
|
|
Thu, Jun 12, 2025 - 08:00am to 10:00am CDT
|
|
Mon, Jun 30, 2025 - 10:00am to 12:00pm CDT
|
|
Wed, Jul 02, 2025 - 12:00pm to 02:00pm CDT
|
|
Wed, Jul 16, 2025 - 02:00pm to 04:00pm CDT
|
|
Fri, Aug 15, 2025 - 04:00pm to 06:00pm CDT
|
|
Thu, Aug 28, 2025 - 06:00pm to 08:00pm CDT
|
|
Wed, Sep 03, 2025 - 10:00am to 12:00pm CDT
|
|
Fri, Sep 19, 2025 - 12:00pm to 02:00pm CDT
|
|
Tue, Oct 14, 2025 - 02:00pm to 04:00pm CDT
|
|
Wed, Oct 29, 2025 - 04:00pm to 06:00pm CDT
|
|
Sat, Nov 01, 2025 - 08:00am to 10:00am CDT
|
|
Mon, Nov 24, 2025 - 10:00am to 12:00pm CST
|
|
Mon, Dec 08, 2025 - 12:00pm to 02:00pm CST
|
|
Thu, Dec 18, 2025 - 02:00pm to 04:00pm CST
|
|
Mon, Dec 29, 2025 - 04:00pm to 06:00pm CST
|
|
Tue, Jan 06, 2026 - 06:00pm to 08:00pm CST
|
|
Thu, Jan 29, 2026 - 10:00am to 12:00pm CST
|
|
Tue, Feb 10, 2026 - 12:00pm to 02:00pm CST
|
|
Fri, Feb 27, 2026 - 02:00pm to 04:00pm CST
|
|
Mon, Mar 02, 2026 - 04:00pm to 06:00pm CST
|
|
Wed, Mar 18, 2026 - 08:00am to 10:00am CDT
|
|
Wed, Apr 01, 2026 - 10:00am to 12:00pm CDT
|
|
Tue, Apr 21, 2026 - 06:00pm to 08:00pm CDT
|
Additional Info
Basic Course Information
Prerequisites NoneAdvanced Preparation None
Designed For
Accounting Professionals
Original Recording Date 04/2025
Yellow Book Yes
Course Developer Galasso Learning Solutions
Date Added to Catalog 03/2025
Additional Information
Complaint Resolution PolicyPlease contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199).
Official Registry Statement
Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
Instructional Delivery Method
Group Internet Based
Course Registration Requirements
Online Registration
Refund/Cancellation Policy
Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer.