Internal Controls Over Compliance vs Compliance
Total Credits: 1 including 1 Accounting (Governmental) - Technical
- Average Rating:
- Not yet rated
- Categories:
- ACPEN Industry Institute | Accounting and Auditing | Yellow Book
- Faculty:
- Melisa F. Galasso
- Course Levels:
- Basic
- Duration:
- 1 Hour
- License:
- Expires 30 day(s) after program date.
Description
Accurately identifying and testing controls over compliance is critical, yet it remains a common deficiency highlighted in peer reviews. This course offers a comprehensive overview of internal controls over compliance, with a focus on their application to Single Audits. Participants will learn how to effectively align internal controls with specific compliance requirements. Additionally, we will address one of the most frequent findings in audits of governmental entities receiving federal grants: the misidentification of controls and the confusion between compliance and control processes. This course will help clarify the distinction, equipping you with the tools to enhance audit quality and ensure compliance effectiveness.
Basic Course Information
Learning Objectives- Identify internal controls over compliance for a given compliance requirement
- Recognize compliance requirements per the Compliance Supplements
- Identify an audit procedure to test the operating effectiveness of a given control
Major Subjects
- Compliance Supplements
- Yellowbook
- Accounting
Course Materials
| IMPORTANT CPE Credit Instructions Read Before Webcast Updated 2025 (434.2 KB) | Available after Purchase | ||
| Internal Controls Over Compliance vs Compliance Handout (1.8 MB) | Available after Purchase | ||
Faculty
Melisa F. Galasso Related Seminars and Products
Founder and CEO
Galasso Learning Solutions LLC
Melisa Galasso is the founder and CEO of Galasso Learning Solutions LLC. A CPA with nearly 20 years of experience in the accounting profession, Melisa designs and facilitates courses in advanced technical acconting and auditing topics, including not-for-profit and governmental accounting. She also supports essential professional development, audit level training, and train the trainer efforts. Melisa is a Certified Professional in Talent Development (CPTD) and has earned the Association for Talent Development Master Trainer™ designation. Her passion for instructional design and adult learning techniques is one of the differentiators that set her apart from other CPE providers. Within the industry, Melisa serves on the FASB’s Not-for-Profit Advisory Committee (NAC), AICPA Council, and the VSCPA’s Board of Directors. She previously served on the AICPA’s Technical Issues Committee (TIC) and is a past-Chair of the NCACPA’s A&A committee. Melisa also authors the AICPA’s State and Local Government Guide and serves as a SME for the Center for Plain English Accounting.
Dates
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Fri, Apr 25, 2025 - 03:00pm to 04:00pm CDT
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Tue, May 06, 2025 - 09:00am to 10:00am CDT
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Thu, May 22, 2025 - 11:00am to 12:00pm CDT
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Mon, Jun 02, 2025 - 01:00pm to 02:00pm CDT
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Fri, Jun 20, 2025 - 03:00pm to 04:00pm CDT
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Fri, Jul 11, 2025 - 09:00am to 10:00am CDT
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Thu, Jul 31, 2025 - 06:00pm to 07:00pm CDT
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Tue, Aug 12, 2025 - 01:00pm to 02:00pm CDT
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Mon, Aug 25, 2025 - 03:00pm to 04:00pm CDT
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Mon, Sep 15, 2025 - 09:00am to 10:00am CDT
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Mon, Sep 29, 2025 - 11:00am to 12:00pm CDT
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Thu, Oct 02, 2025 - 01:00pm to 02:00pm CDT
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Tue, Oct 21, 2025 - 03:00pm to 04:00pm CDT
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Fri, Nov 07, 2025 - 09:00am to 10:00am CST
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Sat, Nov 22, 2025 - 11:00am to 12:00pm CST
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Sat, Dec 06, 2025 - 01:00pm to 02:00pm CST
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Wed, Dec 17, 2025 - 03:00pm to 04:00pm CST
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Tue, Dec 23, 2025 - 09:00am to 10:00am CST
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Wed, Jan 07, 2026 - 11:00am to 12:00pm CST
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Wed, Jan 21, 2026 - 01:00pm to 02:00pm CST
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Thu, Feb 05, 2026 - 06:00pm to 07:00pm CST
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Fri, Feb 20, 2026 - 09:00am to 10:00am CST
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Wed, Mar 11, 2026 - 11:00am to 12:00pm CDT
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Mon, Mar 30, 2026 - 01:00pm to 02:00pm CDT
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Thu, Apr 09, 2026 - 03:00pm to 04:00pm CDT
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Wed, Apr 29, 2026 - 09:00am to 10:00am CDT
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Additional Info
Basic Course Information
Prerequisites NoneAdvanced Preparation None
Designed For
Accounting Professionals
Original Recording Date 03/2025
Yellow Book Yes
Course Developer Galasso Learning Solutions
Date Added to Catalog 2/2025
Additional Information
Complaint Resolution PolicyPlease contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199).
Official Registry Statement
Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
Instructional Delivery Method
Group Internet Based
Course Registration Requirements
Online Registration
Refund/Cancellation Policy
Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer.